Disclaimer

Investment advisory services provided by BLB&B Advisors, LLC (“BLBB”). BLBB is a Pennsylvania-based investment advisor registered with the Securities and Exchange Commission under the Investment Adviser Act of 1940. Registration as an investment advisor does not imply a certain level of skill or training. The verbal and written communications of an investment advisor provide you with information you need to determine whether to hire or retain the advisor. For information pertaining to the registration status of BLBB, please access the United States Securities and Exchange Commission’s Adviser Information Web Site at http://www.adviserinfo.sec.gov/.

Past performance does not guarantee future results.  Market conditions can vary widely over time and can result in a loss of portfolio value.

The information contained on this site may not reflect current developments, does not constitute tax or legal advice, and should not be relied upon for such purposes. Please consult your CPA or attorney on such matters. In no event shall BLBB be responsible or liable, directly or indirectly, for any damage or loss caused or alleged to be caused by reliance on information on this site. The accuracy and completeness of the material on this site is not guaranteed. The material is provided solely for information purposes and is not a solicitation of an offer to buy any security or instrument or to participate in any trading strategy.

BLBB does not make any representations or warranties as to the accuracy, completeness, or relevance of any information prepared by an unaffiliated third-party provider, whether linked to this website or incorporated herein and does not endorse any views expressed or products or services offered therein. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Financial Times Disclosure

Financial Times (“FT”) examines the database of RIAs registered with the U.S. Securities and Exchange Commission (“SEC”) and selects those that reported to the SEC that they had $300MM or more in AUM. The RIAs have no subjective input. FT invites qualifying RIAs, more than 1,500, to complete a lengthy application that gives them more information. FT adds to this with their own research into the RIAs practices, including data from regulatory filings.

The formula that FT uses to grade advisers is based on six broad factors and calculates a numeric score for each adviser. Areas of consideration include adviser AUM, asset growth, the company’s age, industry certifications of key employees, SEC compliance record and online accessibility. AUM and asset growth, combined, comprise roughly 80-85% of each adviser’s score.

FT caps the number of companies from any one state. The cap is roughly based on the distribution of millionaires across the US.

 
ASSETS UNDER MANAGEMENT FEE
FIRST $1,000,000 1.00%
NEXT $1,000,000 0.85%
NEXT $3,000,000 0.70%
NEXT $5,000,000 0.55%
THEREAFTER 0.40%
MINIMUM FEE $1,500