Stefanie J. Little

Chief Compliance Officer

Industry experience: 22 years

215.643.9100

slittle@BLBB.com

Stefanie J. Little

Chief Compliance Officer

Industry experience: 22 years

215.643.9100

slittle@BLBB.com

Stephanie provides regulatory oversite for BLB&B Advisors LLC. A Founder and Partner of Chenery Compliance Group, she is also a Managing Partner of SEC Compliance Alliance. She was previously affiliated with a legal and compliance firm through which she acted as Chief Compliance Officer for a number of entities, including registered investment advisers and mutual funds.

In conjunction with those roles, she developed and oversaw investment adviser and registered fund compliance programs, performed annual compliance reviews, conducted training and managed multiple SEC examinations. Prior to 2008, Ms. Little spent several years heading first the compliance, then the legal function, at Brandywine Global Investment Management, gaining extensive experience across a variety of investment products and vehicles.

She has 16 years of experience in the investment management industry and is a graduate of Widener Law School and the University of Delaware’s Lerner College of Business and Economics.

 
ASSETS UNDER MANAGEMENT FEE
FIRST $1,000,000 1.00%
NEXT $1,000,000 0.85%
NEXT $3,000,000 0.70%
NEXT $5,000,000 0.55%
THEREAFTER 0.40%
MINIMUM FEE $1,500